In 2013, TCA Financial Group sold its broker-dealer to Prospera Financial in Dallas, TX. Prospera provides the regulatory resources to manage the oversight of the business and provided TCA with the opportunity to focus on what it does best, working with clients. TCA does provide sales support to three independent offices and for contact information on those advisors, please click here.
In 2014, Katrina, David and John hired a consultant to analyze each individual practice and provide recommendations. After great counsel, the three decided to combine their practice to allow each member to focus on a core competency to provide a higher level of service to our clients.
Katrina focuses on both the financial planning and risk management of client portfolios.
David utilizes his technical analysis to identify trends for our investment strategy team as well as being the advisor responsible for our wealth management.
John is responsible for both the client retention and development as well as managing the day-to-day operations of the firm.
The operational side of the business consists of sales support and client support. Jason Craig oversees all sales support for both our internal and external team members and none of this would be possible without Amy Kaminski whose sole responsibility is client support.
Each advisor is a member of the Strategy Team to deploy client’s capital into the proper allocation. The goal of our team is to provide such a high-level of service that we become our clients – one trusted advisor.